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Form ADT-1: Documents Required, When to File, Due Date, Fees, Penalty

A company uses form ADT-1 to inform the Registrar of Companies (ROC) about the appointment of its Auditor each year in a prescribed manner. When a company appoints an auditor, it is mandatory to inform the ROC about the appointment as per section 139(1) of the Companies Act, 2013. It is to be filed within 15 days of its annual general meeting or first…
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  • Expert-reviewed document checklist
  • Online preparation with tracked follow-up
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Expert-reviewed scopeRequirement and eligibility checked before preparation.
02
Secure document workflowClear checklist, ownership and status visibility.
03
Tracked follow-upAcknowledgements and next actions stay connected.

AI-ASSISTED PRELIMINARY CHECK

Do I need Form ADT-1: Documents Required, When to File, Due Date, Fees, Penalty?

Answer three quick questions. The result is general guidance and is always checked by a professional before any filing decision.

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1. Which situation is closest to yours?
2. Where does the business operate?
3. How ready are the documents?

This tool does not determine legal eligibility, tax liability, filing status or approval. Rules and authority requirements can change; a LIQUETAX professional must verify the current position.

PROFESSIONAL REVIEWERProfessional verification pendingThis educational content has not yet been presented as professionally verified advice.
REVIEW RECORDProfessional verification requiredRules, fees and eligibility must be checked before action.

PRACTICAL SERVICE GUIDE

Understand the requirement before you file

A company uses form ADT-1 to inform the Registrar of Companies (ROC) about the appointment of its Auditor each year in a prescribed manner. When a company appoints an auditor, it is mandatory to inform the ROC about the appointment as per section 139(1) of the Companies Act, 2013. It is to be filed within 15 days of its annual general meeting or first…

SIMPLE PRICE SUMMARY

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The starting price covers LIQUETAX professional support. Your written quote confirms the exact scope and all applicable charges.

Professional fee
₹1,499 onwards
Government and third-party charges
Government, stamp-duty, portal and other third-party charges are extra and confirmed in ₹ before payment.
Final amount
Confirmed in ₹ after document and scope review
Preparation estimate
Confirmed after document review
Authority timeline
Authority processing time varies and is not guaranteed

IS THIS SERVICE RELEVANT?

Situations worth reviewing before you proceed

These are common starting points, not automatic eligibility conclusions.

  • An existing entity has a recurring or event-based filing
  • Corporate records need to be reconciled before submission
  • A notice, change or due action needs professional review

BEFORE YOU DECIDE

The practical questions worth answering first

Start with the points that affect real decisions: applicability, records, process, costs and what happens after submission.

  • Who should consider Form ADT 1: Documents Required, When to File, Due Date, Fees, Penalty?
  • Which documents are required for Form ADT 1: Documents Required, When to File, Due Date, Fees, Penalty?
  • What is the step-by-step Form ADT 1: Documents Required, When to File, Due Date, Fees, Penalty process?
  • Which government fees and professional charges may apply?
  • What should be checked after submission?
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A company uses form ADT-1 to inform the Registrar of Companies (ROC) about the appointment of its Auditor each year in a prescribed manner. When a company appoints an auditor, it is mandatory to inform the ROC about the appointment as per section 139(1) of the Companies Act, 2013. It is to be filed within 15 days of its annual general meeting or first board meeting.

  • What is Form ADT-1?
  • When should Form ADT-1 be filed?
  • Documents needed for filing Form ADT-1
  • Fees of filing Form ADT-1
  • Penalty on late filing of Form ADT-1
  • Important points regarding Form ADT-1
  • Frequently Asked Questions

Form ADT-1 is an intimation filed by every company with the registrar of companies at the MCA portal about the appointment of the Auditor of the company. Under section 139 of the Companies Act, 2013, all companies must file this form within 15 days of the annual general meeting where the new Auditor is appointed. It is required to be filed every year with ROC as a notice of appointment of the Auditor after the annual general meeting.

When Should the Form ADT-1 be Filed with MCA?

ADT-1 Form is required to be filed with the Registrar of Companies within 15 days of the Annual General Meeting in which the Auditor was appointed or reappointed. For example, if the company's AGM was held on 30th September 2021, the company must file the Form ADT-1 on the MCA portal by 14th October 2021.

Form ADT-1 must be filed within 15 days from the company's first board meeting in case of new incorporation of a company. The first board meeting is required to be conducted within 30 days of incorporation in which the board of directors appoints the Auditor of the company.

Documents Required to be Filed With Form ADT-1

  • Copy of Company’s Board Resolution
  • Written Consent from the Auditor for appointment
  • Certificate from Auditor that he/she is not disqualified from being appointed as an Auditor u/s 141
  • Copy of Intimation given by the company to the Auditor

Fees of Filing Form ADT-1 on MCA Portal

The fees of filing Form ADT-1 with the registrar of companies are as follows:

Failure to file Form ADT-1 on time or late filing will lead to a penalty which are as follows:

  • All the companies must file Form ADT-1 whether it is a listed, unlisted, private, public, or other company.
  • It is the company’s responsibility to file Form ADT-1, not the auditor.
  • The company is required to file Form ADT-1 even when the appointment of an auditor is for a casual vacancy.
  • It is believed generally that Form ADT-1 is not required to be filed for the appointment of the first auditor because rule 4(2) of company rules, 2014 mentions only about section 139(1) - appointment of auditors and not about section 139(6) - appointment of the first auditor. However, filing Form ADT-1 for the appointment of the first auditor is recommended and is a good practice.

LIQUETAX DELIVERY WORKFLOW

One accountable path from review to completion

  1. 01

    Requirement review

    We confirm the applicant, objective, jurisdiction and correct service scope.

  2. 02

    Secure document collection

    A practical checklist keeps the required records and missing information visible.

  3. 03

    Validation and preparation

    Records are checked for completeness and consistency before the filing pack is prepared.

  4. 04

    Professional review

    A LIQUETAX professional reviews the prepared information and flags facts needing confirmation.

  5. 05

    Authorised submission

    Only after your approval is the applicable matter submitted to the relevant portal or authority.

  6. 06

    Tracking and handover

    Acknowledgements, follow-ups and the next known compliance action are coordinated.

SCOPE BOUNDARIES

Dependencies are confirmed before work starts

  • Government, portal and third-party charges are separated unless the quote specifically says otherwise.
  • Approval and authority processing times are outside LIQUETAX control.
  • Notices, objections or additional submissions are included only when stated in the agreed scope.
  • Changing eligibility, fees and rules require current professional verification.

EXPERTISE & CONTROL

A reviewed workflow, without outcome promises

Professional review

Prepared information is reviewed before authorised submission.

Source-led checks

Changing requirements are checked against the relevant authority.

Tracked evidence

Acknowledgements and known next actions stay connected.

Independent authority

Final approval and processing remain with the government authority.

FREQUENTLY ASKED QUESTIONS

Before you get started

What is included in Form ADT-1: Documents Required, When to File, Due Date, Fees, Penalty?

LIQUETAX first reviews your facts and records, then confirms the exact preparation, filing, follow-up and completion documents included in your engagement.

How are fees and timelines confirmed?

Professional fees, statutory charges and a realistic preparation timeline are confirmed after the initial document review. Authority processing time can vary.

Can I track the work after I engage LIQUETAX?

Yes. Active clients can use the client portal for assigned work, document status, due dates, filing progress and acknowledgements.